-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9lTxrWFYi6Q8CaDKizVrrf7RApO2/uAx3eQU+SpnK3qBr2JaOqURTjdDTCiDOB6 78PwEBfOW6+zuxoNyaogIA== 0001072613-10-000237.txt : 20100212 0001072613-10-000237.hdr.sgml : 20100212 20100212122159 ACCESSION NUMBER: 0001072613-10-000237 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: G E ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000936839 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 061238874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 FORMER COMPANY: FORMER CONFORMED NAME: G E INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 19950203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOLEX INC CENTRAL INDEX KEY: 0000067472 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 362369491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11049 FILM NUMBER: 10596573 BUSINESS ADDRESS: STREET 1: 2222 WELLINGTON CT CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6309694550 MAIL ADDRESS: STREET 1: 2222 WELLINGTON COURT CITY: LISLE STATE: IL ZIP: 60532 SC 13G/A 1 molex13ga_16720.htm SCHEDULE 13GA - MOLEX www.eXFILE.com 888.775-4789 ---- MOLEX INCORPORATED SCHEDULE 13GA


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 11)1
 
 

 
 
Molex Incorporated

(Name of Issuer)
 

COMMON STOCK and CLASS A COMMON STOCK

(Title of Class of Securities)
 
 
608554101 and 608554200

(CUSIP Number)
 
 
December 31, 2009

(Date of Event Which Requires Filing of this Statement)
 

 
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x    Rule 13d-1(b)
 
o    Rule 13d-1(c)
 
o    Rule 13d-1(d)
_________________________
 
1The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


1 of 7
 
 CUSIP No. 608554101 and 608554200
Page 2 of 7 Pages  
 
 1.       NAMES OF REPORTING PERSONS.
           I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
Trustees of General Electric Pension Trust
I.R.S. # 14-6015763
 2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                  (a) o</ fon t>
                                  (b) x
 3.       SEC USE ONLY
 
 
 4.       CITIZENSHIP OR PLACE OF ORGANIZATION
 
           State of New York
 
 
NUMBER OF
SHARES BENE-
FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 5.       SOLE VOTING POWER
 
           None
 6.       SHARED VOTING POWER
 
           30,000
 7.       SOLE DISPOSITIVE POWER.
 
           None
 8.       SHARED DISPOSITIVE POWER.
 
           30,000
 9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
           30,000
 10.     CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
                                                                                                   o
 11.     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.03% (1.62% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in the Introductory Note))2
 12.      TYPE OF REPORTING PERSON*
 
           EP
*SEE INSTRUCTIONS BEFORE FILLING OUT
 
__________________________
2 This percentage is based on: (i) GEPT’s 30,000 shares of non-voting convertible Class A Common Stock and (ii) (a) 95,560,076 shares of Common Stock outstanding on October 23, 2009, as set forth in the Issuer’s Form 10-Q for the quarterly period ended September 30, 2009 plus (b) GEPT’s 30,000 shares of non-voting convertible Class A Common Stock (assuming full conversion thereof).
2 of 7

 
  CUSIP No. 608554101 and 608554200
Page 3 of 7 Pages  
 
 1.       NAMES OF REPORTING PERSONS.
           I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
GE Asset Management Incorporated, as Investment Manager of GEPT (as defined below) and as Investment Adviser to certain other entities and accounts
I.R.S. #06-1238874
 2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                  (a) o& lt; /font>
                                                          (b) x
 3.       SEC USE ONLY
 
 
 4.       CITIZENSHIP OR PLACE OF ORGANIZATION
 
           State of Delaware
 
 
NUMBER OF
SHARES BENE-
FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 5.       SOLE VOTING POWER
 
           1,539,670
 6.       SHARED VOTING POWER
 
           30,000
 7.       SOLE DISPOSITIVE POWER.
 
           1,539,670
 8.       SHARED DISPOSITIVE POWER.
 
           30,000
 9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
           1,569,670
 10.     CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
                                                                                                   o
 11.     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
1.62%3
 12.      TYPE OF REPORTING PERSON*
 
           IA, CO
*SEE INSTRUCTIONS BEFORE FILLING OUT
__________________________
3 of 7

 
CUSIP No. 608554101 and 608554200
Page 4 of 7 Pages
 
 1.       NAMES OF REPORTING PERSONS.
           I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
General Electric Company
I.R.S. #14-0689340
 2.       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o         
   (b) x         
 3.       SEC USE ONLY
 
 
 4.       CITIZENSHIP OR PLACE OF ORGANIZATION
 
           State of New York
 
 
NUMBER OF
SHARES BENE-
FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
 5.       SOLE VOTING POWER
 
           None
 6.       SHARED VOTING POWER
 
           Disclaimed (see 9 below)
 7.       SOLE DISPOSITIVE POWER.
 
           None
 8.       SHARED DISPOSITIVE POWER.
 
           Disclaimed (see 9 below)
 9.       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
Beneficial ownership of all shares disclaimed by General Electric Company
 10.     CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
              x Disclaimed (see 9 above)
 11.     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Not Applicable (see 9 above)
 12.      TYPE OF REPORTING PERSON*
 
           CO
*SEE INSTRUCTIONS BEFORE FILLING OUT
 

4 of 7

 
   CUSIP No. 608554101 and 608554200
Page 5 of 7 Pages  
 

INTRODUCTORY NOTE:  This Amendment No. 11 amends the Statement on Schedule 13G filed on behalf of General Electric Company, a New York corporation ("GE"), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE ("GEAM"), the Trustees of General Electric Pension Trust, a New York common law trust ("GEPT") and certain other entities on February 14, 2000, as amended on May 9, 2000, as amended on February 14, 2001, as amended on February 14, 2002, as amended on February 14, 2003, as amended on February 12, 2004, as amended on February 14, 2005, as amended on February 14, 2006, as amended on February 12, 2007, as amended on February 13, 2008, and as amended on February 13, 2009 (as amended, the "Schedule 13G").  This Amendment No. 11 is filed on behalf of GE, GEAM and GEPT (collectively, the "Reporting Persons").  GEAM is a registered investment adviser and acts as Investment Manager of GEPT and acts as an Investment Adviser to certain other entities and accounts.  GEAM may be deemed to be the beneficial owner of 30,000 shares of non-voting convertible Class A Common Stock of Molex Incorporated (the "Issuer") owned by GEPT and of 1,539,670 shares of non-voting convertible Class A Common Stock of the Issuer owned by such other entities and accounts.  GEAM and GEPT each expressly disclaim that they are members of a "group."  GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a "group."
 
The Items from the Schedule 13G are hereby amended to read as follows:
 
Item 4
Ownership
 
 
GEPT
GEAM
GE
 
(a)   Amount beneficially owned
30,000
1,569,670
Disclaimed
 
(b)   Percent of class
0.03%
1.62%
Disclaimed
 
(c)   No. of shares to which person has
     
(i)   sole power to vote or direct the vote
None
1,539,670
 
None
(ii)   shared power to vote or direct the vote
30,000
30,000
 
Disclaimed
(iii)   sole power to dispose or to direct disposition
None
1,539,670
 
None
(iv)   shared power to dispose or to direct disposition
30,000
30,000
 
Disclaimed

 
Item 5
Ownership of Five Percent or Less of a Class
 
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.
 
Item 10
Certification
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
5 of 7

   CUSIP No. 608554101 and 608554200
Page 6 of 7 Pages  
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:     February 12, 2010
 
GENERAL ELECTRIC PENSION TRUST
By:  GE Asset Management Incorporated, its Investment Manager


By:  /s/ Michael M. Pastore                                                
Name:  Michael M. Pastore
Title:  Senior Vice President - Deputy Gen. Counsel & Asst. Secretary


 
GE ASSET MANAGEMENT INCORPORATED


By:  /s/ Michael M. Pastore                                               
Name:  Michael M. Pastore
Title:  Senior Vice President - Deputy Gen. Counsel & Asst. Secretary

 
 
GENERAL ELECTRIC COMPANY


By:  /s/ James W. Ireland III                                               
Name:  James W. Ireland III
Title: Vice President


 
 
 
 
 
 
 
 
 
 
 
 
6 of 7

   CUSIP No. 608554101 and 608554200
Page 7 of 7 Pages  
 
 
 
Schedule I

 

 
JOINT FILING AGREEMENT
 
 
This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Class A Common Stock of Molex Incorporated is being filed on behalf of each of the undersigned.
 
Dated:        February 12, 2010

GENERAL ELECTRIC PENSION TRUST
By:  GE Asset Management Incorporated, its Investment Manager


By:  /s/ Michael M. Pastore                                                
Name:  Michael M. Pastore
Title:  Senior Vice President - Deputy Gen. Counsel & Asst. Secretary
 


GE ASSET MANAGEMENT INCORPORATED


By:  /s/ Michael M. Pastore                                               
Name:  Michael M. Pastore
Title:  Senior Vice President - Deputy Gen. Counsel & Asst. Secretary
 

 
GENERAL ELECTRIC COMPANY


By:   /s/ James W. Ireland III                                              
Name:  James W. Ireland III
Title: Vice President

 
 
 
 
 
 

 
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